EPSTEIN
page 1 / 268 . OCR, unverified
Dataset10 043
--- SOURCE: IMAGES__0043__EFTA01374969.txt ---
METADATA_SOURCE: IMAGES0043
METADATA_FILENAME: EFTA01374969.pdf
----------------------------------------
From:
Sent:
To:
Subject:
Attachments
Emily Craig
11/30/2018 12:41:58 PM
Stewart 0ldfield I
RE: Gratitude [I]
Gratitude America Ltd.docx
Classification: For Internal use only
See attached.
Kind Regards,
Emily
Emily Craig
Director
Deutsche Bank Wealth Management
1k-oh-clic flank S:conhc'. Inc
I South Strxi. flalhaor4. Nil) 21:112-12011
From: Stewart Oldfield
Sent: Friday, November 30, 2018 10:27 AM
To: Emily Craig <
Subject: RE: Gratitude tlj
On 11/15 we were told that they would get us the info. Now they may not be able to. Will know more next week. But I
agree that we should have on the exclusion list. If you want to send me a draft of the letter, happy to take a look
Thanks
From: Emily Craig
Sent: Friday, November 30, 2018 9:42 AM
To: Stewart Oldfield <
Subject: RE: Gratitude Ill
Classification: For internal use only
Let's touch base. I marked this Pending Exclusion as you referenced a communication to client if we didn't receive
details by 11/15 we would need to consider exiting.
Do you want the letter to formalize this?
Kind Regards,
Emily
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0069959
CONFIDENTIAL
SDNY_GM_00216143
EFTA01374969
--- SOURCE: IMAGES__0043__EFTA01374970.txt ---
METADATA_SOURCE: IMAGES0043
METADATA_FILENAME: EFTA01374970.pdf
----------------------------------------
Entity Craig
Director
Deutsche Bank Wealth Management
IXulxhr Bank Setunbcs
I %Mil Suva 13altintr1/44,:. NID21:',92-321$
Te
Mo
WM MilWIN on Willi
From: Stewart Oldfield
Sent: Friday, November 30, 2018 9:28 AM
To: Vijay-A Sawant
Cc: Richard larossi <
Subject: RE: Gratitude
; Mayur Rathod <
>; Bradle Gillin <
>; Daphne Cales •
>; Emily Craig <
>; Vinita Advani
Have spoken to both clients (Gratitude and the family office of the donor). I'm not positive that they are both on the
same page still. Have a follow up call Monday, but I think there is now a chance we don't get the info we need. In which
case we should discuss next steps.
Thanks
From: Vijay-A Sawant
Sent: Friday, November 30, 2018 12:51 AM
To: Stewart Oldfield <
Cc: Richard larossi <
>; Daphne Cates <
Subject: RE: Gratitude
Importance: High
Good Morning Stew,
Any new updates from Gratitude?
Kind Regards,
L..
Vijay Sawant
>; Mayur Rathod <
Bradle Gitlin <
KYC Case Representative
Deutsche CUB Centre Private Limited - Deutsche Bank Group
Wealth Management
81, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway
; Vinita Advani
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e)
DB-SDNY-0069960
CONFIDENTIAL
SDNY_GM_00216144
EFTA01374970
--- SOURCE: IMAGES__0043__EFTA01374971.txt ---
METADATA_SOURCE: IMAGES0043
METADATA_FILENAME: EFTA01374971.pdf
----------------------------------------
Gore aon East Mumbal - 400063, India
From: Stewart Oldfield
Sent: Thursday, November 01, 2018 9:37 PM
To: Mayur Rathod
Cc: Richard larossi
>; Vijay-A Sawant
>; Daphne Cales
Subject: Gratitude
Client hopes to have an answer on Gratitude by Nov. 15th.
Thanks
Bradle Gillin <
>; Vinita Advani
From: Stewart Oldfield
Sent: Thursday, November 01, 2018 10:35 AM
To: Mayur Rathod <
Cc: Richard larossi <
>; Bradley Gillin
>; Vinita Advani
; Vijay-A Sawant <
Subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP [I]
No update on Gratitude. I expect to have one today
From: Mayur Rathod
Sent: Thursday, November 01, 2018 10:34 AM
To: Stewart Oldfield <
Cc: Richard larossi <
>; Vijay-A Sawant
Bradle Gillin <
>; Vinita Advani
Subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP [I]
Classification: For Internal use only
Hi Stew,
We did get LPOA for Paul Barrett, but for other accounts.
We have it now for J. Epstein Virgin Islands Foundation Inc. — highlighted in GREEN below. All the other rejection items
are pending.
Also, do we have an update on Gratitude America Ltd. — are client willing to provide the documents for BV70 LLC — a
significant donor in this KYC, or are they going to close the account. Please confirm.
Kindly assist with the below.
Thanks in advance.
Regards
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0069961
CONFIDENTIAL
SDNY_GM_00216145
EFTA01374971
--- SOURCE: IMAGES__0043__EFTA01374972.txt ---
METADATA_SOURCE: IMAGES0043
METADATA_FILENAME: EFTA01374972.pdf
----------------------------------------
KYC Case Representative
Deutsche CIB Centre Private Limited
Wealth Management
Floor 1, Bl, DB Centre Mumbai
Nirlon Knowled e Park Western Express Highway, Goregaon East, Mumbai 400063, India
From: Vijay-A Sawant
Sent: Friday, October 26 2018 2:37 PM
To: Stewart Oldfield
Cc: Bradley Gillin
Mayur Rathod
Vinita Advani
Subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP